Last edited by Doll
Saturday, April 25, 2020 | History

4 edition of Securities regulation found in the catalog.

Securities regulation

United States. General Accounting Office

Securities regulation

actions taken to improve Nasdaq listing procedures : report to the Ranking Minority Member, Committee on Commerce, House of Representatives

by United States. General Accounting Office

  • 175 Want to read
  • 31 Currently reading

Published by The Office in Washington, D.C. (P.O. Box 37050, Washington, D.C. 20013) .
Written in English

    Places:
  • United States.
    • Subjects:
    • Nasdaq Stock Market -- Rules and practice -- Evaluation,
    • NASDAQ (Computer network) -- Evaluation,
    • Securities industry -- Self-regulation -- United States

    • Edition Notes

      Other titlesActions taken to improve Nasdaq listing procedures
      StatementUnited States General Accounting Office.
      ContributionsUnited States. Congress. House. Committee on Commerce.
      Classifications
      LC ClassificationsHG4574.3 .U55 1999
      The Physical Object
      Pagination16 p. ;
      Number of Pages16
      ID Numbers
      Open LibraryOL98304M
      LC Control Number99211563
      OCLC/WorldCa41357113

      The framework of securities regulation --The definition of a security --Understanding investors --The public offering --Exempt transactions --Secondary distributions --Recapitalizations, reorganizations, and acquisitions --Exempt securities --Liability under the securities act --Financial innovation: trading markets, derivatives, and. Foreword, by R.H. MundheimAdministrative agencies and the Securities and Exchange Commission, by W.L. CarySelf-regulation in the securities industry: the role of the Securities and Exchange Commission, by R.W. JenningsBroker-dealer selling practice standards: the importance of administrative adjudication in their development, by M.F.


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